Webinars With Industry Experts

Don't Get Sued When Going Independent

The decision to leave your wirehouse firm and go independent is one of the most important you’ll make in your career. Even under the best of circumstances, it can be stressful and fraught with uncertainty, and a key mistake may get you sued on your way out the door. But, there are many things you can do to reduce that risk in your transition.

At this webinar, you'll learn:

  • Appropriate steps you can take to prepare for your departure
  • The impact and effect of the Protocol for Broker Recruiting
  • Proper procedures for handling client data in a transition
  • What the restrictive covenants in your contract really mean
  • How to handle contact with clients in the weeks before and after the transition
  • What to do if you still owe your firm upfront money when you leave

Guest speaker Scott Matasar is a partner at Calfee, Halter & Griswold LLP, one of the oldest and largest firms in Ohio, with nearly 200 attorneys. Based in Cleveland, the firm represents large publicly held corporations, privately held businesses and individuals in all major practice areas such as Corporate/M&A, Commercial Finance, Litigation, Securities, Real Estate and Intellectual Property.

Matasar, who is one of the firm's most experienced securities litigators, was recognized as an Ohio Super Lawyer Rising Star for three consecutive years, is a graduate of Columbia University and Boston University School of Law, and is a member of the FINRA arbitrator panel for Northeast Ohio.

 

 

Questions?

How and why does the Advisor Products system work?

In today’s times, when consumers have become more demanding and tech-savvy, financial advisors must use content marketing to attract, inspire, engage, and convert their prospective customers.

A good content strategy is focused on developing and distributing consistent, valuable content to engage and retain prospective customers and target audience, via your website. Our content library provides financial advisors with fresh, high-quality financial content that is updated regularly, improving SEO along the way. And our automated e-newsletter and social media tools allow advisors to reach out to clients and prospects in an easy-to-use manner, providing frequent touch points for optimal brand building.

  • Differentiate you from competitors
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  • Build an ongoing relationship with customers
  • Increase your follows and fans on social media
  • Drive more prospects to your website
  • Help convert prospects into leads
  • Increase number of pages indexed in Google
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Seeing is Believing.

See how easy it is to get started with our all-in-one digital marketing platform that drives leads, encourages referrals and increases client engagement.

 

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