Webinars With Industry Experts

State Securities Chiefs Speak About RIA Regulatory Overhaul

Three influential state securities chieftains will update IA reps and address their questions about the regulatory overhaul of RIAs at Friday’s Advisors4Advisors webinar.

The three speakers represent the North American Securities Administrators Association (NASAA), the association of state regulators playing a pivotal role in organizing the historic transition of 4,200 RIAs from federal to state oversight.

In this webinar, you'll learn:

  • how the shift is being implemented by states
  • what the switch means to multistate registrants
  • answers to most common questions asked by RIAs
  • important deadlines
  • Where to find information and support

Founded in 1919, NASAA is the voice of regulators across Canada and Mexico as well as the 50 states. The speakers are:

  • Linda Cena, chair of NASAA’s IA Section and Michigan Securities Director
  • Andrea Seidt, vice-chair of NASAA's IA Section and Ohio Securities Commissioner
  • Mike Huggs, chair of NASAA's IA Operations Project Group and Mississippi Securities Director

Bryan Hill and Chris Winn, CEOs of RIA compliance consulting firms who contribute to the compliance blog on Advisors4Advisors, will also be on hand to ask questions of the panel.

This webinar is approved for IMCA® CE credit.

Questions?

How and why does the Advisor Products system work?

In today’s times, when consumers have become more demanding and tech-savvy, financial advisors must use content marketing to attract, inspire, engage, and convert their prospective customers.

A good content strategy is focused on developing and distributing consistent, valuable content to engage and retain prospective customers and target audience, via your website. Our content library provides financial advisors with fresh, high-quality financial content that is updated regularly, improving SEO along the way. And our automated e-newsletter and social media tools allow advisors to reach out to clients and prospects in an easy-to-use manner, providing frequent touch points for optimal brand building.

  • Differentiate you from competitors
  • Expose clients and prospects to your brand message more frequently
  • Build an ongoing relationship with customers
  • Increase your follows and fans on social media
  • Drive more prospects to your website
  • Help convert prospects into leads
  • Increase number of pages indexed in Google
Please fill the required field.
Please fill the required field.
Please fill the required field.
Please fill the required field.
Please fill the required field.
Please fill the required field.
Please fill the required field.

Seeing is Believing.

See how easy it is to get started with our all-in-one digital marketing platform that drives leads, encourages referrals and increases client engagement.

 

SCHEDULE A DEMO